James M Oates - Net Worth and Insider Trading
James M Oates Net Worth
The estimated net worth of James M Oates is at least $526,945 dollars as of 2024-04-28. James M Oates is the Director of Stifel Financial Corp and owns about 4,996 shares of Stifel Financial Corp (SF) stock worth over $394,934. James M Oates is the Director of Virtus Total Return Fund and owns about 10,000 shares of Virtus Total Return Fund (DCA) stock worth over $43,700. James M Oates is also the Director of Virtus Global Dividend & Income Fund Inc and owns about 3,000 shares of Virtus Global Dividend & Income Fund Inc (ZTR) stock worth over $28,740. Besides these, James M Oates also holds Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , John Hancock Preferred Income Fund III (HPS) , John Hancock Preferred Income Fund (HPI) , John Hancock Preferred Income Fund II (HPF) , John Hancock Investors Trust (JHI) , Virtus Total Return Fund Inc (ZTR) , Virtus Global Multi-Sector Inc (VGI) . Details can be seen in James M Oates's Latest Holdings Summary section.
Disclaimer: The insider information is derived from SEC filings. The estimated net worth is based on the assumption that James M Oates has not made any transactions after 2021-06-02 and currently still holds the listed stock(s).
Transaction Summary of James M Oates
James M Oates Insider Ownership Reports
Based on ownership reports from SEC filings, as the reporting owner, James M Oates owns 15 companies in total, including Stifel Financial Corp (SF) , Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , and Virtus Total Return Fund Inc (ZTR) among others .
Click here to see the complete history of James M Oates’s form 4 insider trades.
Insider Ownership Summary of James M Oates
James M Oates Latest Holdings Summary
James M Oates currently owns a total of 10 stocks. Among these stocks, James M Oates owns 4,996 shares of Stifel Financial Corp (SF) as of June 2, 2021, with a value of $394,934 and a weighting of 74.95%. James M Oates owns 10,000 shares of Virtus Total Return Fund (DCA) as of January 26, 2012, with a value of $43,700 and a weighting of 8.29%. James M Oates also owns 3,000 shares of Virtus Global Dividend & Income Fund Inc (ZTR) as of January 11, 2017, with a value of $28,740 and a weighting of 5.45%. The other 7 stocks Duff & Phelps Select MLP & Midstream Energy Fund I (DSE) , John Hancock Preferred Income Fund III (HPS) , John Hancock Preferred Income Fund (HPI) , John Hancock Preferred Income Fund II (HPF) , John Hancock Investors Trust (JHI) , Virtus Total Return Fund Inc (ZTR) , Virtus Global Multi-Sector Inc (VGI) have a combined weighting of 11.3% among all his current holdings.
Latest Holdings of James M Oates
Ticker | Comapny | Latest Transaction Date | Shares Owned | Current Price ($) | Current Value ($) |
---|---|---|---|---|---|
SF | Stifel Financial Corp | 2021-06-02 | 4,996 | 79.05 | 394,934 |
DCA | Virtus Total Return Fund | 2012-01-26 | 10,000 | 4.37 | 43,700 |
ZTR | Virtus Global Dividend & Income Fund Inc | 2017-01-11 | 3,000 | 9.58 | 28,740 |
DSE | Duff & Phelps Select MLP & Midstream Energy Fund I | 2017-07-31 | 1,440 | 9.49 | 13,666 |
HPS | John Hancock Preferred Income Fund III | 2014-02-10 | 842 | 15.00 | 12,630 |
HPI | John Hancock Preferred Income Fund | 2014-02-10 | 739 | 16.25 | 12,009 |
HPF | John Hancock Preferred Income Fund II | 2014-02-10 | 732 | 16.36 | 11,976 |
JHI | John Hancock Investors Trust | 2014-02-10 | 706 | 13.16 | 9,291 |
ZTR | Virtus Total Return Fund Inc | 2017-07-17 | 0 | 5.39 | 0 |
VGI | Virtus Global Multi-Sector Inc | 2017-07-17 | 0 | 7.27 | 0 |
Holding Weightings of James M Oates
James M Oates Form 4 Trading Tracker
According to the SEC Form 4 filings, James M Oates has made a total of 5 transactions in Stifel Financial Corp (SF) over the past 5 years, including 0 buys and 5 sells. The most-recent trade in Stifel Financial Corp is the sale of 20,000 shares on June 2, 2021, which brought James M Oates around $1 Million.
According to the SEC Form 4 filings, James M Oates has made a total of 0 transactions in Virtus Total Return Fund (DCA) over the past 5 years. The most-recent trade in Virtus Total Return Fund is the acquisition of 10,000 shares on January 26, 2012, which cost James M Oates around $34,500.
According to the SEC Form 4 filings, James M Oates has made a total of 0 transactions in Virtus Global Dividend & Income Fund Inc (ZTR) over the past 5 years. The most-recent trade in Virtus Global Dividend & Income Fund Inc is the acquisition of 3,000 shares on January 11, 2017, which cost James M Oates around $33,780.
More details on James M Oates's insider transactions can be found in the Insider Trading History of James M Oates table.Insider Trading History of James M Oates
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James M Oates Trading Performance
GuruFocus tracks the stock performance after each of James M Oates's buying transactions within different timeframes. To be detailed, the average return of stocks after 3 months bought by James M Oates is 7%. GuruFocus also compares James M Oates's trading performance to market benchmark return within the same time period. The performance of stocks bought by James M Oates within 3 months outperforms 7 times out of 9 transactions in total compared to the return of S&P 500 within the same period.
You can select different timeframes to see how James M Oates's insider trading performs compared to the benchmark.
Performance of James M Oates
Average Return
24.51%
Outperforming Transactions
89%
1 Month | 3 Months | 6 Months | 1 Year | 2 Years | 3 Years | |
---|---|---|---|---|---|---|
Return(%) | 0.22 | 7 | 20.99 | 24.51 | 9.09 | 7.1 |
Relative Return to S&P 500(%) | -1.15 | 3.67 | 14.56 | 10.64 | 0.32 | -2.2 |
James M Oates Ownership Network
Ownership Network List of James M Oates
Ownership Network Relation of James M Oates
James M Oates Owned Company Details
What does Stifel Financial Corp do?
Who are the key executives at Stifel Financial Corp?
James M Oates is the director of Stifel Financial Corp. Other key executives at Stifel Financial Corp include Dir Strategic Planning & Tech & other: Dir Strategic Planning & Tech David D Sliney , director & Director Victor Nesi , and SENIOR VP & GENERAL COUNSEL Mark P Fisher .
Stifel Financial Corp (SF) Insider Trades Summary
Over the past 18 months, James M Oates made no insider transaction in Stifel Financial Corp (SF). Other recent insider transactions involving Stifel Financial Corp (SF) include a net sale of 84,457 shares made by Thomas B. Michaud , a net sale of 36,000 shares made by Victor Nesi , and a net sale of 25,000 shares made by Christopher K Reichert .
In summary, during the past 3 months, insiders sold 82,216 shares of Stifel Financial Corp (SF) in total and bought 0 shares, with a net sale of 82,216 shares. During the past 18 months, 174,352 shares of Stifel Financial Corp (SF) were sold and 30,000 shares were bought by its insiders, resulting in a net sale of 144,352 shares.
Stifel Financial Corp (SF)'s detailed insider trading history can be found in Insider Trading Tracker table.
Stifel Financial Corp Insider Transactions
James M Oates Mailing Address
Above is the net worth, insider trading, and ownership report for James M Oates. You might contact James M Oates via mailing address: C/o Investors Financial Services Corp, 200 Clarendon St, Boston Ma 02116.